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A Framework for Systematic Assessment of Clinical Trial Population Representativeness Using Electronic Health Records Data

  • Yingcheng Sun
  • , Alex Butler
  • , Ibrahim Diallo
  • , Jae Hyun Kim
  • , Casey Ta
  • , James R. Rogers
  • , Hao Liu
  • , Chunhua Weng*
  • *Corresponding author for this work
  • Columbia University

Research output: Contribution to journalJournal articlepeer-review

Abstract

Background Clinical trials are the gold standard for generating robust medical evidence, but clinical trial results often raise generalizability concerns, which can be attributed to the lack of population representativeness. The electronic health records (EHRs) data are useful for estimating the population representativeness of clinical trial study population. Objectives This research aims to estimate the population representativeness of clinical trials systematically using EHR data during the early design stage. Methods We present an end-to-end analytical framework for transforming free-text clinical trial eligibility criteria into executable database queries conformant with the Observational Medical Outcomes Partnership Common Data Model and for systematically quantifying the population representativeness for each clinical trial. Results We calculated the population representativeness of 782 novel coronavirus disease 2019 (COVID-19) trials and 3,827 type 2 diabetes mellitus (T2DM) trials in the United States respectively using this framework. With the use of overly restrictive eligibility criteria, 85.7% of the COVID-19 trials and 30.1% of T2DM trials had poor population representativeness. Conclusion This research demonstrates the potential of using the EHR data to assess the clinical trials population representativeness, providing data-driven metrics to inform the selection and optimization of eligibility criteria.

Original languageEnglish
Pages (from-to)816-825
Number of pages10
JournalApplied Clinical Informatics
Volume12
Issue number4
DOIs
StatePublished - 2021.08.1

UN SDGs

This output contributes to the following UN Sustainable Development Goals (SDGs)

  1. SDG 3 - Good Health and Well-being
    SDG 3 Good Health and Well-being

Keywords

  • clinical trials
  • eligibility criteria
  • generalizability assessment
  • information extraction
  • natural language processing
  • population representativeness

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